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础股配售章程
本《常见问题》由企業融資部擬備,旨在就向香港投資者發出載有配股要約的文件有關的登記及分發規定,向A股發行人提供基本資料。

問1 : 股发行人可否向持有其础股的香港投资者分发载有配股要约的文件?

答:

可以。该文件必须符合《公司(清盘及杂项条文)条例》(《公司杂项条例》)项下的规定,包括招股章程获证监会批准登记,及其后於公司註册处登记的规定。

問2 : 可否將内地配股要約文件發送給持有A股的香港投資者?

答:

A股发行人将需要準备一份套封,其须载有《公司杂项条例》规定的披露(例如一份招股章程已按《公司杂项条例》的规定登记的陈述)香港招股章程由内地配股要约文件及套封组成,其必须由证监会批准登记,并已於公司註册处登记。香港投资者只可获发香港招股章程 (即内地配股要约文件连同套封)

問3 : 香港招股章程有否任何语言规定?

答:

A股配售章程可以只備有简體中文文本,這與A股發行人向其股東作出的其他公司通讯相似。《公司雜項條文》並無對配售章程文本的翻譯要求。

問4 : 础股发行人应向证监会哪个部门查询及/或提交申请文件?

答:

础股发行人应透过电邮(cfmailbox@sfc.hk)或電話(2231 1216)聯絡證監會的企業融資部。

 

最後更新日期: 2024年8月12日

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