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   • Quick Reference to FASTrack Applications
4. Open-ended fund companies
   • OFC Structure
   • Regulatory requirements
   • List of Registered OFCs
   • Post-registration matters
   • Useful materials
5. Post-registration matters

The following changes to an OFC are the only changes subject to the SFC’s approval:

1. Appointment of a director, custodian or investment manager
2. Change of name of an OFC or sub-fund of an OFC
3. Establishment of a new sub-fund under an OFC
4. Termination of an OFC or a sub-fund and cancellation of registration of an OFC

Various filings have to be made with the SFC, including:

• Annual report
• Interim report (if any)
• Offering documents
• Alteration of instrument of incorporation

Public OFCs have to also comply with the requirements in the UT Code.

Forms and checklists

• Public OFCs
• Private OFCs
  
  

Last update: 15 Oct 2021