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Licensing
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Licensing
- Do you need a licence or registration?
- Types of intermediary and licensed individual
- Application procedures
- Ongoing obligations
- Quick reference guides to licensing requirements
- WINGS
- Register of licensees & registered institutions
- List of modifications or waivers of licensing requirements
- Circulars
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- WINGS
WINGS is a common platform for SFC electronic forms and submission services. The electronic functions for licensing services on WINGS ("WINGS-LIC") support various licensing related functions, including
- electronic submission of web-based licensing forms for licence applications, notifications and annual returns;
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electronic signature of licensing forms;
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electronic payment of licensing related fees, and
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designated two-way communication channel with licensing case officers of the SFC, ie, WINGS Mail, etc.
More details can be found on and a on digitalised licensing services.
In addition to the website version, the WINGS Mobile App offers an alternative access to WINGS' services. A number of key features have been built in in WINGS Mobile App to facilitate a fully digitalised application process, such as tracking of submission history, electronic payment and WINGS Mail. You can also access your information profile and signing application electronically via the app.
For both corporate and individual applicants , if you wish to apply for a licence or registration, you should submit your online application to the SFC through an "Individual Account" or "sub-account of an Advisory Firm Account" on . Please refer to the s and of WINGS on the SFC's website on how to open a WINGS account and how to prepare an application on WINGS-LIC.
Last update: 21 Sep 2022