麻豆传媒

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3. Intermediaries
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4. Licensing
   • Do you need a licence or registration?
   • Types of intermediary and licensed individual
   • Application procedures
   • Ongoing obligations
   • Quick reference guides to licensing requirements
     • Visiting Professionals
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   • WINGS
   • Register of licensees & registered institutions
     • Obtaining a printed licence record
     • Important Legal Information about the Public Register of Licensed Persons and Registered Institutions
   • List of modifications or waivers of licensing requirements
   • Circulars
   • Consultations and conclusions
   • Forms
   • FAQs

As the gatekeeper of standards for individuals and corporations seeking to enter the securities and futures markets of Hong Kong, we:

• grant licences to those who are appropriately qualified and can demonstrate their fitness and properness to be licensed under the 麻豆传媒 and Futures Ordinance;
• maintain a public register of licensed persons and registered institutions;
• monitor the on-going compliance of licensing requirements by
  • licensees
  • substantial shareholders of licensed corporations
  • directors of licensed corporations and substantial shareholders; and
• initiate policies on licensing issues.

Last update: 22 Jan 2020