本會期望中介人在客戶協議中僅納入與其獲發牌或註冊從事的“受規管活动”有關的服務的說明，但不期望中介人在客户协议中纳入《证券及期货条例》所指的“受規管活动”的范围以外的服务。
中介人应在客户协议中清楚及準确地说明帐户的性质，以及與有關受規管活动相關並將向客戶提供的服務（“受規管服務”）類型（例如經紀服務、委託投資組合管理服務）、客戶關係的性質（例如顧問關係）和所涉及的金融产物類型（例如證券、期貨合約或槓桿式外匯合約）。若中介人將透過不同類型的帳戶（例如經紀帳戶、委託投資管理帳戶）向客戶提供不同類型的受規管服務，他們應具體列明將透過各特定類型的帳戶提供的服務類型。客戶協議中的說明應與將向客戶提供的實際受規管服務的性質相符。举例来说，若中介人向其客户提供顾问服务，便不应将之失实描述為其他服务。
最後更新日期: 2015年1月22日
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