麻豆传媒

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监管规定

概览

證監會持牌虚拟资产交易平台須受到多項监管规定的規限,當中涵蓋穩妥保管資產、認識你的客戶程序、打擊洗錢/恐怖分子資金籌集、避免利益衝突、納入虚拟资产以供買賣的準則、預防市场操縱及違規活动、會計及審計、 風險管理以及網絡保安等範疇。

相關监管规定載列於《證券及期貨條例》及其附屬法例、《打擊洗錢條例》以及下列由證監會發布的文件:

指引

  1. 《適用於虚拟资产交易平台營運者的指引》
  2. 《打击洗钱及恐怖分子资金筹集指引(適用於持牌法團及獲證監會發牌的虚拟资产服務提供者)》
  3. 《证券及期货事务监察委员会發出適用於持牌法團及獲證監會發牌的虚拟资产服務提供者的有聯繫實體的防止洗錢及恐怖分子資金籌集的指引》

常见问题

證監會刊載了一系列常见问题和解答,讓業界更清楚地了解《證券及期貨條例》下的制度及《打擊洗錢條例》下的制度所適用的监管规定。詳情請瀏覽:

最後更新日期: 2023年5月31日

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